Strategies for an Individual Involved an SEC Financial Reporting Investigation (Portfolio 5505)
Strategies for an Individual Involved in an SEC Financial Reporting Investigation, written by Leonard W. Wang, Esq., Former Assistant Director, Division of Enforcement at the SEC, discusses the problems and issues confronting an officer, director, or employee of a public company under SEC investigat... | $400.00 | Add to Cart |
Management's Reporting on Internal Control Over Financial Reporting (Portfolio 5317)
Management's Reporting on Internal Control Over Financial Reporting, written by Audrey A. Gramling, Ph.D., CPA, CIA, of Coles College of Business, Kennesaw State University and Paul L. Walker, Ph.D., CPA, of McIntire School of Commerce at University of Virginia, focuses on management's responsibilit... | $400.00 | Add to Cart |
Responding to Department of Justice Investigations (Portfolio 5515)
Responding to Department of Justice Investigations, written by Peter J. Henning, Professor of Law at Wayne State University Law School and Scott W. MacKay, Esq., Vice President and Deputy General Counsel at Lockheed Martin Corporation, discusses the issues that companies and individual officers may ... | $400.00 | Add to Cart |
The Section 7525 Tax Practitioner-Taxpayer Privilege and Related Issues (Portfolio 5511)
The Section 7525 Tax Practitioner-Taxpayer Privilege and Related Issues, written by Kim Marie Boylan, Esq., Deborah K. Erwin, Esq. of Latham & Watkins LLP and Edward L. Froelich, Esq. of Morrison & Foerster LLP, discusses Section 7525 of the Internal Revenue Code, a statutory privilege applicable to... | $400.00 | Add to Cart |
Avoiding Material Omissions Under the Federal Securities Laws (Portfolio 5509)
Avoiding Material Omissions Under the Federal Securities Laws, written by Leonard W. Wang, Esq., Former Assistant Director, Division of Enforcement at the SEC, discusses one of the most challenging problems in the federal securities laws: complying with rules against lying through omission. Lying th... | $400.00 | Add to Cart |
Accounting Ethics: Sources and General Applications (Portfolio 5508)
Accounting Ethics: Sources and General Applications, written by Dennis H. Tracey, III, George A. Salter, both Partners at Hogan & Hartson LLP and Steven M. Mintz, CPA, DBA, Area Head and Professor, Department of Accounting at California Polytechnic University, discusses the ethical obligations of ac... | $400.00 | Add to Cart |
Corporate Governance of the Financial Reporting Process (Portfolio 5506)
Corporate Governance of the Financial Reporting Process, written by Leonard W. Wang, Esq., Former Assistant Director, Division of Enforcement at the SEC, explains and analyzes federal corporate governance requirements for the financial reporting process. Separately from principles of corporate gov... | $400.00 | Add to Cart |
A Strategic Approach to SEC Investigations (Portfolio 5504)
A Strategic Approach to SEC Investigations, written by Leonard W. Wang, Esq., Former Assistant Director, Division of Enforcement at the SEC, discusses strategic considerations for a company under investigation by the SEC for financial reporting problems. This Portfolio focuses on evaluating the co... | $400.00 | Add to Cart |
The Liability of Accountants to Non-Clients for Professional Malpractice (Portfolio 5501)
The Liability of Accountants to Non-Clients for Professional Malpractice, written by Leon P. Gold, Esq., Retired Partner., and Richard L. Spinogatti, Esq., Senior Counsel, Proskauer Rose, LLP, identifies and explains each of the standards under which the liability of accountants to non-clients is co... | $400.00 | Add to Cart |
Preparing for and Defending Accounting Liability Litigation (Portfolio 5500)
Preparing for and Defending Accounting Liability Litigation, written by Samuel W. Braver, Esq., Gregory J. Krock, Esq., Kristi A. Davidson, Esq., and David M. Glad, Esq. of Buchanan Ingersoll PC, focuses on accountant liability and provides information and insight to help accountants understand the ... | $400.00 | Add to Cart |